Dwm Asset Management, LLC
● SEC registered since 2007CRD 143224SEC# 801-67853Stamford, CT
Ranks #3,550 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$645M
Fund GAV
$273.4M
Private funds
3
Employees
36
Accounts
5
Location
Stamford, CT
Dwm Asset Management, LLC assets under management
Dwm Asset Management, LLC is an SEC-registered investment adviser based in Stamford, CT. The firm has been registered since 2007. It reports $645 million in regulatory assets under management and employs 36 people. Dwm Asset Management, LLC manages 3 private funds with combined gross assets of $273.4 million, including Dwm Sdgs Credit Fund, a Sub-Fund of Dwm Income Funds S.c.a. - SICAV Sif. By regulatory assets, it ranks 3,550 of 6,004 private fund managers.
Dwm Asset Management, LLC private funds
3 funds · $273.4M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Dwm Sdgs Credit Fund, a Sub-Fund of Dwm Income Funds S.c.a. - SICAV Sif | Other Private | $262.7M | $500K |
| Dwm Inclusive Finance Equity Fund II, a Sub-Fund of Dwm Funds S.c.a. - SICAV Sif | Private Equity | $10.2M | $1M |
| Dwm Microfinance Equity Fund I, a Sub-Fund of Dwm Funds S.c.a. - SICAV Sif | Private Equity | $528K | $500K |
Dwm Asset Management, LLC owners & executives
12 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Dwm Holdings, LLC Control | Member | Over 75% | 2007 |
| Edward Adger Marshall Control | Co-Managing Partner, Chief Compliance Officer, General Counsel | Under 5% | 2010 |
| Odeta Dana Tolliver Control | Chief Financial Officer | Under 5% | 2016 |
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Join to unlock · $37/moFrequently asked questions
How much does Dwm Asset Management, LLC manage?
Dwm Asset Management, LLC reports $645 million in regulatory assets under management on its Form ADV.
How many private funds does Dwm Asset Management, LLC manage?
Dwm Asset Management, LLC manages 3 private funds with combined gross assets of $273.4 million.
How many employees does Dwm Asset Management, LLC have?
Dwm Asset Management, LLC reports 36 employees.
Where is Dwm Asset Management, LLC located?
Dwm Asset Management, LLC is based in Stamford, CT and has been SEC-registered since 2007.
Does Dwm Asset Management, LLC disclose fund performance?
Dwm Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 100 First Stamford Place, 4th Floor, Stamford, CT 06902 |
| Phone | 203-655-5453 |
| Fax | 203-656-9528 |
| Office hours | 9:00 a.m. - 6:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| Umbrella registration | Yes |
| Discloses disciplinary history | No |
Regulatory AUM
$645M▲ 12%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 42%
Larger than 58% of 16,271 advisers
AUM vs fund managersTop 59%
Larger than 41% of 6,004 private-fund managers
Number of fundsTop 53%
More funds than 47% of fund managers
EmployeesTop 15%
More than 85% of 16,825 advisers
Assets under management
$645Mregulatory AUM
Discretionary $10.7MNon-discretionary $634.3M
Fund type mix
Private Equity2
Other Private1
Service providers
Auditor
Administrator