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Eaton Financial Holdings Company, LLC

● SEC registered since 2021CRD 316323SEC# 801-122301Coral Springs, FL
Export (members)
Reg. AUM
$382.2M
Employees
4
Accounts
911
Location
Coral Springs, FL

Eaton Financial Holdings Company, LLC assets under management

Eaton Financial Holdings Company, LLC is a registered investment adviser overseen by the SEC based in Coral Springs, FL. The firm has been registered since 2021. It reports $382.2 million in regulatory assets under management and employs 4 people.

Eaton Financial Holdings Company, LLC owners & executives

2 reported
NameTitleOwnershipSince
Douglas Jay Eaton ControlManaging Member/Chief Compliance OfficerOver 75%1996
Sharon GoldbergChief Operating OfficerUnder 5%2022

Frequently asked questions

How much does Eaton Financial Holdings Company, LLC manage?

Eaton Financial Holdings Company, LLC reports $382.2 million in regulatory assets under management on its Form ADV.

How many employees does Eaton Financial Holdings Company, LLC have?

Eaton Financial Holdings Company, LLC reports 4 employees.

Where is Eaton Financial Holdings Company, LLC located?

Eaton Financial Holdings Company, LLC is based in Coral Springs, FL and has been SEC-registered since 2021.

Does Eaton Financial Holdings Company, LLC disclose fund performance?

Eaton Financial Holdings Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address11555 Heron Bay Boulevard, Suite 200, Coral Springs, FL 33076
Phone954-575-9323
Fax954-573-6546
Office hours9:00a.m. - 5:00p.m.
SEC regionMiami Regional Office (MIRO)
Discloses disciplinary historyNo

Regulatory AUM

$382.2M▼ 12%
Jan '25 — $432.8MFeb '25 — $389.1MMar '25 — $389.1MApr '25 — $389.1MMay '25 — $389.1MJun '25 — $389.1MJul '25 — $389.1MAug '25 — $389.1MSep '25 — $389.1MOct '25 — $389.1MNov '25 — $389.1MDec '25 — $389.1MJan '26 — $389.1MFeb '26 — $389.1MMar '26 — $382.2MApr '26 — $382.2MMay '26 — $382.2MJun '26 — $382.2M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 55%
Larger than 45% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers

Assets under management

$382.2Mregulatory AUM
Discretionary $382.2M