Eliot Rose Wealth Management, LLC
● SEC registered since 2021CRD 120465SEC# 801-121354Providence, RI
Reg. AUM
$186.3M
Employees
4
Accounts
400
Location
Providence, RI
Eliot Rose Wealth Management, LLC assets under management
Eliot Rose Wealth Management, LLC is an investment advisory firm registered with the SEC based in Providence, RI. The firm has been registered since 2021. It reports $186.3 million in regulatory assets under management and employs 4 people.
Eliot Rose Wealth Management, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gary Steven Siperstein Control | Managing Member | 10-25% | 2002 |
| Jason Eliot Siperstein Control | Chief Compliance Officer, Member | Over 75% | 2016 |
Frequently asked questions
How much does Eliot Rose Wealth Management, LLC manage?
Eliot Rose Wealth Management, LLC reports $186.3 million in regulatory assets under management on its Form ADV.
How many employees does Eliot Rose Wealth Management, LLC have?
Eliot Rose Wealth Management, LLC reports 4 employees.
Where is Eliot Rose Wealth Management, LLC located?
Eliot Rose Wealth Management, LLC is based in Providence, RI and has been SEC-registered since 2021.
Does Eliot Rose Wealth Management, LLC disclose fund performance?
Eliot Rose Wealth Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 10 Dorance Street, Suite 700, Providence, RI 02903 |
| Phone | (401) 588-5102 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1213968 |
| Discloses disciplinary history | No |
Regulatory AUM
$186.3M▲ 22%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 77%
Larger than 23% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$186.3Mregulatory AUM
Discretionary $186.3M