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Ellington Financial Management LLC

● SEC registered since 2009CRD 150510SEC# 801-70630Old Greenwich, CT
Export (members)
Reg. AUM
$19.35B
Employees
164
Accounts
1
Location
Old Greenwich, CT

Ellington Financial Management LLC assets under management

Ellington Financial Management LLC operates as an SEC-registered investment adviser based in Old Greenwich, CT. The firm has been registered since 2009. It reports $19.4 billion in regulatory assets under management and employs 164 people.

Ellington Financial Management LLC owners & executives

11 reported
NameTitleOwnershipSince
Daniel Reuven Margolis ControlGeneral CounselUnder 5%2013
Emg Holdings, L.P. ControlMemberOver 75%2009
John Robert Herlihy ControlChief Financial OfficerUnder 5%2018
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Frequently asked questions

How much does Ellington Financial Management LLC manage?

Ellington Financial Management LLC reports $19.4 billion in regulatory assets under management on its Form ADV.

How many employees does Ellington Financial Management LLC have?

Ellington Financial Management LLC reports 164 employees.

Where is Ellington Financial Management LLC located?

Ellington Financial Management LLC is based in Old Greenwich, CT and has been SEC-registered since 2009.

Does Ellington Financial Management LLC disclose fund performance?

Ellington Financial Management LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address53 Forest Ave, 3rd Floor, Old Greenwich, CT 06870
Phone203-698-1200
Fax203-698-0869
Office hours9:00a.m. To 5:00p.m.
SEC regionBoston Regional Office (BRO)
Discloses disciplinary historyNo

Regulatory AUM

$19.35B▲ 19%
Mar '25 — $16.32BApr '25 — $16.32BMay '25 — $16.32BJun '25 — $16.32BJul '25 — $16.32BAug '25 — $16.32BSep '25 — $16.32BOct '25 — $16.32BNov '25 — $16.32BDec '25 — $16.32BJan '26 — $16.32BFeb '26 — $16.32BMar '26 — $19.35BApr '26 — $19.35BMay '26 — $19.35BJun '26 — $19.35B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 5%
Larger than 95% of 16,271 advisers
EmployeesTop 5%
More than 95% of 16,825 advisers

Assets under management

$19.35Bregulatory AUM
Discretionary $19.35B