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Embree Financial Group

● SEC registered since 2004CRD 108233SEC# 801-63489Chicago, IL
Export (members)
Reg. AUM
$2.64B
Employees
19
Accounts
2,378
Location
Chicago, IL

Embree Financial Group assets under management

Embree Financial Group is an investment advisory firm registered with the SEC based in Chicago, IL. The firm has been registered since 2004. It reports $2.6 billion in regulatory assets under management and employs 19 people.

Embree Financial Group owners & executives

2 reported
NameTitleOwnershipSince
Paul Moody Embree ControlCeoOver 75%1995
Samantha DavidsonChief Compliance OfficerUnder 5%2024

Frequently asked questions

How much does Embree Financial Group manage?

Embree Financial Group reports $2.6 billion in regulatory assets under management on its Form ADV.

How many employees does Embree Financial Group have?

Embree Financial Group reports 19 employees.

Where is Embree Financial Group located?

Embree Financial Group is based in Chicago, IL and has been SEC-registered since 2004.

Does Embree Financial Group disclose fund performance?

Embree Financial Group is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address440 N Wells St, Suite 530, Chicago, IL 60654
Phone312-527-5565
Office hours8:00a.m.-6:00p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyYes

Regulatory AUM

$2.64B▲ 29%
Jan '25 — $2.04BFeb '25 — $2.28BMar '25 — $2.28BApr '25 — $2.28BMay '25 — $2.28BJun '25 — $2.28BJul '25 — $2.28BAug '25 — $2.28BSep '25 — $2.28BOct '25 — $2.28BNov '25 — $2.28BDec '25 — $2.28BJan '26 — $2.28BFeb '26 — $2.64BMar '26 — $2.64BApr '26 — $2.64BMay '26 — $2.64BJun '26 — $2.64B
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 19%
Larger than 81% of 16,271 advisers
EmployeesTop 25%
More than 75% of 16,825 advisers

Assets under management

$2.64Bregulatory AUM
Discretionary $2.64BNon-discretionary $8.5M