Empery Asset Management, LP
● SEC registered since 2021CRD 148180SEC# 801-121889New York City, NY
Ranks #4,760 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$262.5M
Fund GAV
$262.5M
Private funds
4
Employees
6
Accounts
6
Location
New York City, NY
Empery Asset Management, LP assets under management
Empery Asset Management, LP is an SEC-registered investment adviser based in New York City, NY. The firm has been registered since 2021. It reports $262.5 million in regulatory assets under management and employs 6 people. Empery Asset Management, LP manages 4 private funds with combined gross assets of $262.5 million, including Empery Asset Master, Ltd. By regulatory assets, it ranks 4,760 of 6,004 private fund managers.
Empery Asset Management, LP private funds
4 funds · $262.5M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Empery Asset Master, Ltd | Hedge | $139.8M | $1M |
| Empery Tax Efficient III, LP | Hedge | $77.9M | $1M |
| Empery Tax Efficient, LP | Hedge | $42.3M | $250K |
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Join to unlock · $37/moEmpery Asset Management, LP owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Brett Steven Director Control | General Counsel & Chief Compliance Officer | Under 5% | 2014 |
| Empery Am GP, LLC Control | General Partner | Under 5% | 2008 |
| Ryan Matthew Lane Control | Chief Investment Officer And Chief Operating Officer | Over 75% | 2008 |
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Join to unlock · $37/moFrequently asked questions
How much does Empery Asset Management, LP manage?
Empery Asset Management, LP reports $262.5 million in regulatory assets under management on its Form ADV.
How many private funds does Empery Asset Management, LP manage?
Empery Asset Management, LP manages 4 private funds with combined gross assets of $262.5 million.
How many employees does Empery Asset Management, LP have?
Empery Asset Management, LP reports 6 employees.
Where is Empery Asset Management, LP located?
Empery Asset Management, LP is based in New York City, NY and has been SEC-registered since 2021.
Does Empery Asset Management, LP disclose fund performance?
Empery Asset Management, LP is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | One Rockefeller Plaza, Suite 1205, New York City, NY 10020 |
| Phone | 212-608-3300 |
| Office hours | 8:00a.m.-5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1469336 |
| Discloses disciplinary history | No |
Regulatory AUM
$262.5M▲ 54%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 66%
Larger than 34% of 16,271 advisers
AUM vs fund managersTop 79%
Larger than 21% of 6,004 private-fund managers
Number of fundsTop 46%
More funds than 54% of fund managers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$262.5Mregulatory AUM
Discretionary $262.5M
Service providers
Auditor
Prime broker
Custodian
Administrator