Empire Financial Management Company, LLC
● SEC registered since 2015CRD 146097SEC# 801-106958Holmdel, NJ
Ranks #3,443 of 5,974 private fund managers by regulatory AUM.
Reg. AUM
$706M
Fund GAV
$25M
Private funds
1
Employees
12
Accounts
983
Location
Holmdel, NJ
About Empire Financial Management Company
Empire Financial Management, presented as Empire Asset Management, offers brokerage, asset management with financial planning, and investment banking services. It highlights relationship-driven coverage across transactional brokerage, institutional research and trading, and capital markets.
Summary based on the firm’s website.
Empire Financial Management Company, LLC assets under management
Empire Financial Management Company, LLC is an investment advisory firm registered with the SEC based in Holmdel, NJ. The firm has been registered since 2015. It reports $706 million in regulatory assets under management and employs 12 people. Empire Financial Management Company, LLC manages 1 private fund with combined gross assets of $25 million, including Empire X LLC. By regulatory assets, it ranks 3,443 of 5,974 private fund managers.
Empire Financial Management Company, LLC private funds
1 funds · $25M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Empire X LLC | Hedge | $25M | $250K |
Empire Financial Management Company, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Anthony V Manory | Chief Investment Officer | Under 5% | 2018 |
| Empire Investment Group Holdings LLC Control | Owner | Over 75% | 2006 |
| Gregg Lance Zeoli Control | Managing Member/Chief Compliance Officer | Under 5% | 2007 |
| Lauren Marie Banjany Control | Chief Operating Officer | Under 5% | 2020 |
| Empire Asset Management of Ny Control | Sole Member/Manager | Over 75% | 2003 |
| Gregg Lance Zeoli Control | Shareholder | 50-75% | 2003 |
Frequently asked questions
How much does Empire Financial Management Company, LLC manage?
Empire Financial Management Company, LLC reports $706 million in regulatory assets under management on its Form ADV.
How many private funds does Empire Financial Management Company, LLC manage?
Empire Financial Management Company, LLC manages 1 private funds with combined gross assets of $25 million.
How many employees does Empire Financial Management Company, LLC have?
Empire Financial Management Company, LLC reports 12 employees.
Where is Empire Financial Management Company, LLC located?
Empire Financial Management Company, LLC is based in Holmdel, NJ and has been SEC-registered since 2015.
Does Empire Financial Management Company, LLC disclose fund performance?
Empire Financial Management Company, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 101 Crawfords Corner Road, Suite 3128, Holmdel, NJ 07733-2151 |
| Phone | 212-417-8247 |
| Fax | 212-417-8229 |
| Office hours | 9:00a.m. - 5:00p.m. |
| SEC region | New York Regional Office (NYRO) |
| CIK | 1971875 |
| Discloses disciplinary history | No |
Regulatory AUM
$706M▲ 36%
Mar '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 40%
Larger than 60% of 16,369 advisers
AUM vs fund managersTop 58%
Larger than 42% of 5,974 private-fund managers
Number of fundsTop 77%
More funds than 23% of fund managers
EmployeesTop 35%
More than 65% of 16,804 advisers
Assets under management
$706Mregulatory AUM
Discretionary $675MNon-discretionary $31M
Service providers
Auditor
Custodian