Empirical Asset Management, LLC
● SEC registered since 2010CRD 155436SEC# 801-71967Wellesley, MA
Ranks #3,743 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$560M
Fund GAV
$445K
Private funds
1
Employees
14
Accounts
1,399
Location
Wellesley, MA
Empirical Asset Management, LLC assets under management
Empirical Asset Management, LLC is an SEC-registered investment adviser based in Wellesley, MA. The firm has been registered since 2010. It reports $560 million in regulatory assets under management and employs 14 people. Empirical Asset Management, LLC manages 1 private fund with combined gross assets of $444,683, including Empirical Long Short Fund, L.P. By regulatory assets, it ranks 3,743 of 6,004 private fund managers.
Empirical Asset Management, LLC private funds
1 funds · $445K GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Empirical Long Short Fund, L.P. | Hedge | $445K | $100K |
Empirical Asset Management, LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Glenn Andrew Caldicott Control | Chief Investment Officer | Under 5% | 2021 |
| Mark Henry Fiskio Control | Managing Member And Chief Compliance Officer | 50-75% | 2010 |
| Robert Manning Wadsworth | Investor Member | 5-10% | 2016 |
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Join to unlock · $37/moFrequently asked questions
How much does Empirical Asset Management, LLC manage?
Empirical Asset Management, LLC reports $560 million in regulatory assets under management on its Form ADV.
How many private funds does Empirical Asset Management, LLC manage?
Empirical Asset Management, LLC manages 1 private funds with combined gross assets of $444,683.
How many employees does Empirical Asset Management, LLC have?
Empirical Asset Management, LLC reports 14 employees.
Where is Empirical Asset Management, LLC located?
Empirical Asset Management, LLC is based in Wellesley, MA and has been SEC-registered since 2010.
Does Empirical Asset Management, LLC disclose fund performance?
Empirical Asset Management, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 57 River Street, Suite 301, Wellesley, MA 02481 |
| Phone | 781-431-2223 |
| Fax | 781-431-2260 |
| Office hours | 8:00a.m. To 5:00p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1926596 |
| Discloses disciplinary history | No |
Regulatory AUM
$560M▲ 70%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 45%
Larger than 55% of 16,271 advisers
AUM vs fund managersTop 62%
Larger than 38% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 32%
More than 68% of 16,825 advisers
Assets under management
$560Mregulatory AUM
Discretionary $539.7MNon-discretionary $20.4M
Service providers
Auditor
Prime broker
Custodian
Administrator