Empirical Financial Services, LLC
● SEC registered since 2011CRD 152622SEC# 801-72168Seattle, WA
Ranks #955 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$8.43B
Fund GAV
$16.4M
Private funds
1
Employees
94
Accounts
8,690
Location
Seattle, WA
Empirical Financial Services, LLC assets under management
Empirical Financial Services, LLC operates as an SEC-registered investment adviser based in Seattle, WA. The firm has been registered since 2011. It reports $8.4 billion in regulatory assets under management and employs 94 people. Empirical Financial Services, LLC manages 1 private fund with combined gross assets of $16.4 million, including Empirical Alternative Income Fund, LP. By regulatory assets, it ranks 955 of 6,004 private fund managers.
Empirical Financial Services, LLC private funds
1 funds · $16.4M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Empirical Alternative Income Fund, LP | Other Private | $16.4M | $250K |
Empirical Financial Services, LLC owners & executives
12 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Erik James Lehr Control | Chief Investment Officer & Member | Under 5% | 2020 |
| Ethan Andrew Broga Control | Director Of Financial Planning & Member | 5-10% | 2010 |
| Hwa Chong Park | Chief Operating Officer & Member | Under 5% | 2025 |
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Join to unlock · $37/moFrequently asked questions
How much does Empirical Financial Services, LLC manage?
Empirical Financial Services, LLC reports $8.4 billion in regulatory assets under management on its Form ADV.
How many private funds does Empirical Financial Services, LLC manage?
Empirical Financial Services, LLC manages 1 private funds with combined gross assets of $16.4 million.
How many employees does Empirical Financial Services, LLC have?
Empirical Financial Services, LLC reports 94 employees.
Where is Empirical Financial Services, LLC located?
Empirical Financial Services, LLC is based in Seattle, WA and has been SEC-registered since 2011.
Does Empirical Financial Services, LLC disclose fund performance?
Empirical Financial Services, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1420 5th Ave, Suite 3150, Seattle, WA 98101 |
| Phone | 206-923-3474 |
| Fax | 206-923-3484 |
| Office hours | 8:00 a.m. - 5:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| CIK | 1510434 |
| Discloses disciplinary history | No |
Regulatory AUM
$8.43B▲ 53%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 9%
Larger than 91% of 16,271 advisers
AUM vs fund managersTop 16%
Larger than 84% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 7%
More than 93% of 16,825 advisers
Assets under management
$8.43Bregulatory AUM
Discretionary $8.43BNon-discretionary $3.2M