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Engleson & Associates, Inc.

● SEC registered since 2008CRD 126349SEC# 801-68896Rochester, NY
Export (members)
Reg. AUM
$114.5M
Employees
4
Accounts
627
Location
Rochester, NY

Engleson & Associates, Inc. assets under management

Engleson & Associates, Inc. is an investment advisory firm registered with the SEC based in Rochester, NY. The firm has been registered since 2008. It reports $114.5 million in regulatory assets under management and employs 4 people.

Engleson & Associates, Inc. owners & executives

1 reported
NameTitleOwnershipSince
Jonathan Michael Valerie ControlPresident, Chief Executive Officer, Chief Compliance OfficerOver 75%2015

Frequently asked questions

How much does Engleson & Associates, Inc. manage?

Engleson & Associates, Inc. reports $114.5 million in regulatory assets under management on its Form ADV.

How many employees does Engleson & Associates, Inc. have?

Engleson & Associates, Inc. reports 4 employees.

Where is Engleson & Associates, Inc. located?

Engleson & Associates, Inc. is based in Rochester, NY and has been SEC-registered since 2008.

Does Engleson & Associates, Inc. disclose fund performance?

Engleson & Associates, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address930 East Avenue, Suite 300, Rochester, NY 14607
Phone585-424-6150
Fax585-424-6597
Office hours9:00a.m. - 5:00p.m.
SEC regionNew York Regional Office (NYRO)
Discloses disciplinary historyNo

Regulatory AUM

$114.5M▲ 12%
Mar '25 — $102.4MApr '25 — $102.4MMay '25 — $102.4MJun '25 — $102.4MJul '25 — $102.4MAug '25 — $102.4MSep '25 — $102.4MOct '25 — $102.4MNov '25 — $102.4MDec '25 — $102.4MJan '26 — $102.4MFeb '26 — $102.4MMar '26 — $114.5MApr '26 — $114.5MMay '26 — $114.5MJun '26 — $114.5M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 91%
Larger than 9% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers

Assets under management

$114.5Mregulatory AUM
Discretionary $108.9MNon-discretionary $5.6M