Equity Services, Inc.
● SEC registered since 1992CRD 265SEC# 801-41722Montpelier, VT
Reg. AUM
$2.78B
Employees
500
Accounts
12,379
Location
Montpelier, VT
Equity Services, Inc. assets under management
Equity Services, Inc. is an investment advisory firm registered with the SEC based in Montpelier, VT. The firm has been registered since 1992. It reports $2.8 billion in regulatory assets under management and employs 500 people.
Equity Services, Inc. owners & executives
14 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alex Marcus David Control | President & Ceo | Under 5% | 2025 |
| Brian Wilbur Nelson Control | Vp, Business Development | Under 5% | 2026 |
| Carrie Ann Fox | Vp, Finop | Under 5% | 2025 |
See all 14 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Equity Services, Inc. manage?
Equity Services, Inc. reports $2.8 billion in regulatory assets under management on its Form ADV.
How many employees does Equity Services, Inc. have?
Equity Services, Inc. reports 500 employees.
Where is Equity Services, Inc. located?
Equity Services, Inc. is based in Montpelier, VT and has been SEC-registered since 1992.
Does Equity Services, Inc. disclose fund performance?
Equity Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | One National Life Drive, Montpelier, VT 05604 |
| Phone | 800-344-7437 |
| Fax | 802-229-7244 |
| Office hours | 8:00a.m. - 5:00p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$2.78B▲ 31%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 18%
Larger than 82% of 16,271 advisers
EmployeesTop 2%
More than 98% of 16,825 advisers
Assets under management
$2.78Bregulatory AUM
Discretionary $1.14BNon-discretionary $1.64B