Essex Financial Services, Inc.
● SEC registered since 2003CRD 127549SEC# 801-62242Essex, CT
Reg. AUM
$4.17B
Employees
46
Accounts
7,143
Location
Essex, CT
Essex Financial Services, Inc. assets under management
Essex Financial Services, Inc. is an investment advisory firm registered with the SEC based in Essex, CT. The firm has been registered since 2003. It reports $4.2 billion in regulatory assets under management and employs 46 people.
Essex Financial Services, Inc. owners & executives
12 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bruce Michael Glowac Control | Director | Under 5% | 2013 |
| Charles Robert Cumello Control | President & Chief Executive Officer, Director | Under 5% | 2013 |
| Diane Hadley Arnold Control | Director | Under 5% | 2021 |
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Join to unlock · $37/moFrequently asked questions
How much does Essex Financial Services, Inc. manage?
Essex Financial Services, Inc. reports $4.2 billion in regulatory assets under management on its Form ADV.
How many employees does Essex Financial Services, Inc. have?
Essex Financial Services, Inc. reports 46 employees.
Where is Essex Financial Services, Inc. located?
Essex Financial Services, Inc. is based in Essex, CT and has been SEC-registered since 2003.
Does Essex Financial Services, Inc. disclose fund performance?
Essex Financial Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 176 Westbrook Road, Essex, CT 06426 |
| Phone | 860-767-4300 |
| Fax | 860-767-4310 |
| Office hours | 8:30a.m.-5:30p.m. |
| SEC region | Boston Regional Office (BRO) |
| CIK | 1315785 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$4.17B▲ 10%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 15%
Larger than 85% of 16,271 advisers
EmployeesTop 13%
More than 87% of 16,825 advisers
Assets under management
$4.17Bregulatory AUM
Discretionary $3.25BNon-discretionary $922.7M