Essex LLC
● SEC registered since 1997CRD 108352SEC# 801-54274Deer Park, IL
Reg. AUM
$649.3M
Employees
9
Accounts
2,294
Location
Deer Park, IL
Essex LLC assets under management
Essex LLC is an SEC-registered investment adviser based in Deer Park, IL. The firm has been registered since 1997. It reports $649.3 million in regulatory assets under management and employs 9 people.
Essex LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Benjamin A. Cairns | Chief Operating Officer - Member | 5-10% | 2017 |
| James Walter Hartwell Control | President/Ceo - Managing Member | Over 75% | 1991 |
| Robert Carrey Tutela | Chief Compliance Officer | Under 5% | 2016 |
Frequently asked questions
How much does Essex LLC manage?
Essex LLC reports $649.3 million in regulatory assets under management on its Form ADV.
How many employees does Essex LLC have?
Essex LLC reports 9 employees.
Where is Essex LLC located?
Essex LLC is based in Deer Park, IL and has been SEC-registered since 1997.
Does Essex LLC disclose fund performance?
Essex LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 21805 Field Parkway, Suite 340, Deer Park, IL 60010 |
| Phone | 847-777-7800 |
| Fax | 847-777-7810 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$649.3M▲ 15%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 42%
Larger than 58% of 16,271 advisers
EmployeesTop 43%
More than 57% of 16,825 advisers
Assets under management
$649.3Mregulatory AUM
Discretionary $618.8MNon-discretionary $30.5M