Ethos Capital Management, Inc.
● SEC registered since 2025CRD 313145SEC# 801-132170Newtown, PA
Reg. AUM
$155.4M
Employees
4
Accounts
463
Location
Newtown, PA
Ethos Capital Management, Inc. assets under management
Ethos Capital Management, Inc. is an investment advisory firm registered with the SEC based in Newtown, PA. The firm has been registered since 2025. It reports $155.4 million in regulatory assets under management and employs 4 people.
Ethos Capital Management, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Noreen Harriette Toto Control | Member | 50-75% | 2021 |
| Steven Joseph Toto Control | President/Cco | 25-50% | 2021 |
Frequently asked questions
How much does Ethos Capital Management, Inc. manage?
Ethos Capital Management, Inc. reports $155.4 million in regulatory assets under management on its Form ADV.
How many employees does Ethos Capital Management, Inc. have?
Ethos Capital Management, Inc. reports 4 employees.
Where is Ethos Capital Management, Inc. located?
Ethos Capital Management, Inc. is based in Newtown, PA and has been SEC-registered since 2025.
Does Ethos Capital Management, Inc. disclose fund performance?
Ethos Capital Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 626 South State Street, Newtown, PA 18940 |
| Phone | 215-968-1820 |
| Fax | (267) 573-4602 |
| Office hours | 8:30 a.m. - 5 p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$155.4M▲ 20%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 82%
Larger than 18% of 16,271 advisers
EmployeesTop 69%
More than 31% of 16,825 advisers
Assets under management
$155.4Mregulatory AUM
Discretionary $155.4M