Ethos Financial Group, LLC
● SEC registered since 2022CRD 321748SEC# 801-125779King of Prussia, PA
Reg. AUM
$2.42B
Employees
48
Accounts
5,187
Location
King of Prussia, PA
Ethos Financial Group, LLC assets under management
Ethos Financial Group, LLC is an SEC-registered investment adviser based in King of Prussia, PA. The firm has been registered since 2022. It reports $2.4 billion in regulatory assets under management and employs 48 people.
Ethos Financial Group, LLC owners & executives
6 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel Cook Guy Control | Executive Officer / Cco | 10-25% | 2022 |
| Dig, LLC | Owner | 10-25% | 2022 |
| Freemason, LLC | Owner | 5-10% | 2022 |
| James William Judge Control | Executive Officer | 25-50% | 2022 |
| Dustin Scott Dowling Control | Owner | Over 75% | 2018 |
| William Lowry Lane Control | Owner | Over 75% | 2018 |
Frequently asked questions
How much does Ethos Financial Group, LLC manage?
Ethos Financial Group, LLC reports $2.4 billion in regulatory assets under management on its Form ADV.
How many employees does Ethos Financial Group, LLC have?
Ethos Financial Group, LLC reports 48 employees.
Where is Ethos Financial Group, LLC located?
Ethos Financial Group, LLC is based in King of Prussia, PA and has been SEC-registered since 2022.
Does Ethos Financial Group, LLC disclose fund performance?
Ethos Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2200 Renaissance Blvd, Suite 340, King of Prussia, PA 19406 |
| Phone | 610-822-5246 |
| Office hours | 9-5 |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$2.42B▲ 165%
Feb '25Form ADV, monthlyOct '26
How this firm compares
Regulatory AUMTop 20%
Larger than 80% of 16,389 advisers
EmployeesTop 12%
More than 88% of 16,799 advisers
Assets under management
$2.42Bregulatory AUM
Discretionary $2.06BNon-discretionary $368.5M