Exceed Advisory LLC
● SEC registered since 2014CRD 170403SEC# 801-79958New York, NY
Reg. AUM
$119.2M
Employees
3
Accounts
92
Location
New York, NY
Exceed Advisory LLC assets under management
Exceed Advisory LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 2014. It reports $119.2 million in regulatory assets under management and employs 3 people.
Exceed Advisory LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Exceed Holdings LLC Control | Member | Over 75% | 2013 |
| Joseph Halpern Control | Manager & Cco | Under 5% | 2013 |
| Joseph Halpern Control | Owner | 25-50% | 2012 |
Frequently asked questions
How much does Exceed Advisory LLC manage?
Exceed Advisory LLC reports $119.2 million in regulatory assets under management on its Form ADV.
How many employees does Exceed Advisory LLC have?
Exceed Advisory LLC reports 3 employees.
Where is Exceed Advisory LLC located?
Exceed Advisory LLC is based in New York, NY and has been SEC-registered since 2014.
Does Exceed Advisory LLC disclose fund performance?
Exceed Advisory LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 79 Madison Ave., 3rd Floor, New York, NY 10016 |
| Phone | 646-580-7046 |
| Office hours | By Appointment |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$119.2M▲ 142%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 90%
Larger than 10% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$119.2Mregulatory AUM
Discretionary $119.2M