Exchange Traded Concepts, LLC
● SEC registered since 2009CRD 151197SEC# 801-70485Oklahoma City, OK
Reg. AUM
$22.95B
Employees
16
Accounts
130
Location
Oklahoma City, OK
Exchange Traded Concepts, LLC assets under management
Exchange Traded Concepts, LLC is an investment advisory firm registered with the SEC based in Oklahoma City, OK. The firm has been registered since 2009. It reports $23 billion in regulatory assets under management and employs 16 people.
Exchange Traded Concepts, LLC owners & executives
12 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Paul Serowik Control | Co-Chief Executive Officer And Portfolio Manager | Under 5% | 2025 |
| Cottonwood ETF Holdings, LLC Control | Member | 50-75% | 2011 |
| Dennis Paul Lowenfels Control | Chief Compliance Officer | Under 5% | 2018 |
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Join to unlock · $37/moFrequently asked questions
How much does Exchange Traded Concepts, LLC manage?
Exchange Traded Concepts, LLC reports $23 billion in regulatory assets under management on its Form ADV.
How many employees does Exchange Traded Concepts, LLC have?
Exchange Traded Concepts, LLC reports 16 employees.
Where is Exchange Traded Concepts, LLC located?
Exchange Traded Concepts, LLC is based in Oklahoma City, OK and has been SEC-registered since 2009.
Does Exchange Traded Concepts, LLC disclose fund performance?
Exchange Traded Concepts, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 10900 Hefner Pointe Drive, Suite 400, Oklahoma City, OK 73120 |
| Phone | 405-778-8377 |
| Fax | 405-896-5825 |
| Office hours | 8:30 - 4:30 Cst |
| SEC region | Fort Worth Regional Office (FWRO) |
| CIK | 1457320 |
| Discloses disciplinary history | No |
Regulatory AUM
$22.95B▲ 126%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 5%
Larger than 95% of 16,271 advisers
EmployeesTop 29%
More than 71% of 16,825 advisers
Assets under management
$22.95Bregulatory AUM
Discretionary $22.95B