Expand Financial, LLC
● SEC registered since 2021CRD 152515SEC# 801-121644
Reg. AUM
$2.77B
Employees
6
Accounts
1,959
Location
—
Expand Financial, LLC assets under management
Expand Financial, LLC is a registered investment adviser overseen by the SEC. The firm has been registered since 2021. It reports $2.8 billion in regulatory assets under management and employs 6 people.
Expand Financial, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Gregory Michael Bakke Control | Ceo | Under 5% | 2020 |
| July Business Services Holdings, LLC Control | Member | Over 75% | 2022 |
| Sheri Annis Baker Control | Chief Compliance Officer, Chief Financial Officer | Under 5% | 2009 |
See all 5 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Expand Financial, LLC manage?
Expand Financial, LLC reports $2.8 billion in regulatory assets under management on its Form ADV.
How many employees does Expand Financial, LLC have?
Expand Financial, LLC reports 6 employees.
Does Expand Financial, LLC disclose fund performance?
Expand Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 720-387-8158 |
| Office hours | 8 a.m. To 5 p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$2.77B▲ 51%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 18%
Larger than 82% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$2.77Bregulatory AUM
Discretionary $2.7BNon-discretionary $76M