Farrell Financial LLC
● SEC registered since 2022CRD 321609SEC# 801-125815Orchard Park, NY
Reg. AUM
$200.6M
Employees
3
Accounts
237
Location
Orchard Park, NY
Farrell Financial LLC assets under management
Farrell Financial LLC is an investment advisory firm registered with the SEC based in Orchard Park, NY. The firm has been registered since 2022. It reports $200.6 million in regulatory assets under management and employs 3 people.
Farrell Financial LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Neil Joseph Farrell Control | President | Over 75% | 2014 |
| Neil Vincent Farrell Control | Vice President And Chief Compliance Officer | Under 5% | 2022 |
Frequently asked questions
How much does Farrell Financial LLC manage?
Farrell Financial LLC reports $200.6 million in regulatory assets under management on its Form ADV.
How many employees does Farrell Financial LLC have?
Farrell Financial LLC reports 3 employees.
Where is Farrell Financial LLC located?
Farrell Financial LLC is based in Orchard Park, NY and has been SEC-registered since 2022.
Does Farrell Financial LLC disclose fund performance?
Farrell Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 21 Princeton Place, Suite 105, Orchard Park, NY 14127 |
| Phone | 716-508-8504 |
| Office hours | 9 a.m. - 5 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$200.6M▲ 17%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$200.6Mregulatory AUM
Discretionary $200.6M