Fiduciary Financial Group, LLC
● SEC registered since 2021CRD 285681SEC# 801-121655San Rafael, CA
Reg. AUM
$1.12B
Employees
10
Accounts
1,607
Location
San Rafael, CA
Fiduciary Financial Group, LLC assets under management
Fiduciary Financial Group, LLC is an investment advisory firm registered with the SEC based in San Rafael, CA. The firm has been registered since 2021. It reports $1.1 billion in regulatory assets under management and employs 10 people.
Fiduciary Financial Group, LLC owners & executives
5 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Joseph Moore | Chief Compliance Officer | Under 5% | 2025 |
| Cooper & Vogelheim LLP | Owner | 25-50% | 2020 |
| Richard Lloyd Davey Control | Managing Member | 25-50% | 2016 |
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Join to unlock · $37/moFrequently asked questions
How much does Fiduciary Financial Group, LLC manage?
Fiduciary Financial Group, LLC reports $1.1 billion in regulatory assets under management on its Form ADV.
How many employees does Fiduciary Financial Group, LLC have?
Fiduciary Financial Group, LLC reports 10 employees.
Where is Fiduciary Financial Group, LLC located?
Fiduciary Financial Group, LLC is based in San Rafael, CA and has been SEC-registered since 2021.
Does Fiduciary Financial Group, LLC disclose fund performance?
Fiduciary Financial Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1101 Fifth Avenue, Suite 305, San Rafael, CA 94901 |
| Phone | 415-352-1100 |
| Fax | 415-366-1453 |
| Office hours | By Appointment Only |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$1.12B▲ 61%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 31%
Larger than 69% of 16,271 advisers
EmployeesTop 40%
More than 60% of 16,825 advisers
Assets under management
$1.12Bregulatory AUM
Discretionary $1.11BNon-discretionary $8.4M