Fifth Third Securities, Inc.
● SEC registered since 2004CRD 628SEC# 801-63623Cincinnati, OH
Reg. AUM
$10.92B
Employees
13,533
Accounts
47,014
Location
Cincinnati, OH
Fifth Third Securities, Inc. assets under management
Fifth Third Securities, Inc. is an SEC-registered investment adviser based in Cincinnati, OH. The firm has been registered since 2004. It reports $10.9 billion in regulatory assets under management and employs 13,533 people.
Fifth Third Securities, Inc. owners & executives
12 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Scott Stratmoen | Director, Principal Financial Officer | Under 5% | 2018 |
| Fifth Third Bank, National Association Control | Owner | Over 75% | 1998 |
| Ginger Michelle Kelly Control | Director, Chief Administrative Officer - Retail | Under 5% | 2011 |
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Join to unlock · $37/moFrequently asked questions
How much does Fifth Third Securities, Inc. manage?
Fifth Third Securities, Inc. reports $10.9 billion in regulatory assets under management on its Form ADV.
How many employees does Fifth Third Securities, Inc. have?
Fifth Third Securities, Inc. reports 13,533 employees.
Where is Fifth Third Securities, Inc. located?
Fifth Third Securities, Inc. is based in Cincinnati, OH and has been SEC-registered since 2004.
Does Fifth Third Securities, Inc. disclose fund performance?
Fifth Third Securities, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 34 Fountain Square Plaza, MD 1090xb, Cincinnati, OH 45263 |
| Phone | 888-889-1025 |
| Fax | 513-358-1710 |
| Office hours | 8:00 a.m. To 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$10.92B▲ 20%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 8%
Larger than 92% of 16,271 advisers
EmployeesTop 1%
More than 99% of 16,825 advisers
Assets under management
$10.92Bregulatory AUM
Discretionary $10.92B