Finances for Real Life
● SEC registered since 2026CRD 324090SEC# 801-135953Lompoc, CA
Reg. AUM
$108.6M
Employees
2
Accounts
332
Location
Lompoc, CA
Finances for Real Life assets under management
Finances for Real Life operates as an SEC-registered investment adviser based in Lompoc, CA. The firm has been registered since 2026. It reports $108.6 million in regulatory assets under management and employs 2 people.
Finances for Real Life owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Peggy Sue Van Hook Control | Managing Director/ Chief Compliance Officer | Under 5% | 2022 |
| Wanda Teresa Toro Control | Chief Executive Officer/Owner | Over 75% | 2022 |
Frequently asked questions
How much does Finances for Real Life manage?
Finances for Real Life reports $108.6 million in regulatory assets under management on its Form ADV.
How many employees does Finances for Real Life have?
Finances for Real Life reports 2 employees.
Where is Finances for Real Life located?
Finances for Real Life is based in Lompoc, CA and has been SEC-registered since 2026.
Does Finances for Real Life disclose fund performance?
Finances for Real Life is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 3612 Constellation Road, Lompoc, CA 93436 |
| Phone | 805-733-2700 |
| Fax | 805-733-0200 |
| Office hours | By Appointment |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$108.6MNo change
Mar '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 92%
Larger than 8% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$108.6Mregulatory AUM
Discretionary $108.6M