Financial Action, Inc.
● SEC registered since 2026CRD 140285SEC# 801-135990Monument, CO
Reg. AUM
$100.3M
Employees
6
Accounts
1,047
Location
Monument, CO
Financial Action, Inc. assets under management
Financial Action, Inc. is an investment advisory firm registered with the SEC based in Monument, CO. The firm has been registered since 2026. It reports $100.3 million in regulatory assets under management and employs 6 people.
Financial Action, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Christopher Brian Reed | President | 50-75% | 2006 |
| Jason John Roque Control | Chief Compliance Officer (cco) / Partner | 50-75% | 2018 |
Frequently asked questions
How much does Financial Action, Inc. manage?
Financial Action, Inc. reports $100.3 million in regulatory assets under management on its Form ADV.
How many employees does Financial Action, Inc. have?
Financial Action, Inc. reports 6 employees.
Where is Financial Action, Inc. located?
Financial Action, Inc. is based in Monument, CO and has been SEC-registered since 2026.
Does Financial Action, Inc. disclose fund performance?
Financial Action, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 283 Washington St, Monument, CO 80132 |
| Phone | 719-357-7189 |
| Fax | 719-358-6089 |
| Office hours | 9a.m.-5p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$100.3MNo change
Mar '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 93%
Larger than 7% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$100.3Mregulatory AUM
Discretionary $99.7MNon-discretionary $588K