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Financial & Tax Architects, LLC

● SEC registered since 2019CRD 119169SEC# 801-114688St. Louis, MO
Export (members)
Reg. AUM
$506.2M
Employees
71
Accounts
3,736
Location
St. Louis, MO

Financial & Tax Architects, LLC assets under management

Financial & Tax Architects, LLC is an investment advisory firm registered with the SEC based in St. Louis, MO. The firm has been registered since 2019. It reports $506.2 million in regulatory assets under management and employs 71 people.

Financial & Tax Architects, LLC owners & executives

6 reported
NameTitleOwnershipSince
David Scott Brooks ControlChief Executive OfficerUnder 5%1999
Fta Holdings Group, LLC ControlMemberOver 75%2022
Gordon Christopher Haave ControlPresident And Chief Investment OfficerUnder 5%2016
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Frequently asked questions

How much does Financial & Tax Architects, LLC manage?

Financial & Tax Architects, LLC reports $506.2 million in regulatory assets under management on its Form ADV.

How many employees does Financial & Tax Architects, LLC have?

Financial & Tax Architects, LLC reports 71 employees.

Where is Financial & Tax Architects, LLC located?

Financial & Tax Architects, LLC is based in St. Louis, MO and has been SEC-registered since 2019.

Does Financial & Tax Architects, LLC disclose fund performance?

Financial & Tax Architects, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address12412 Powerscourt Drive, Suite 25, St. Louis, MO 63131
Phone314-858-1122
Fax314-787-1507
Office hours9:00 a.m. - 4:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyNo

Regulatory AUM

$506.2M▲ 23%
Jan '25 — $409.9MFeb '25 — $409.9MMar '25 — $443MApr '25 — $443MMay '25 — $443MJun '25 — $443MJul '25 — $443MAug '25 — $443MSep '25 — $443MOct '25 — $443MNov '25 — $443MDec '25 — $443MJan '26 — $506.2MFeb '26 — $506.2MMar '26 — $506.2MApr '26 — $506.2MMay '26 — $506.2MJun '26 — $506.2M
Jan '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 48%
Larger than 52% of 16,271 advisers
EmployeesTop 9%
More than 91% of 16,825 advisers

Assets under management

$506.2Mregulatory AUM
Discretionary $506.2M