Financial Avengers, Inc.
● SEC registered since 2013CRD 119636SEC# 801-78015Oakland, CA
Reg. AUM
$488.4M
Employees
2
Accounts
787
Location
Oakland, CA
Financial Avengers, Inc. assets under management
Financial Avengers, Inc. is an SEC-registered investment adviser based in Oakland, CA. The firm has been registered since 2013. It reports $488.4 million in regulatory assets under management and employs 2 people.
Financial Avengers, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Arthur Laval McCord Control | Coo | 50-75% | 2000 |
| Thomas Wainwright Swift Control | Ceo/Chief Compliance Officer | 50-75% | 2000 |
Frequently asked questions
How much does Financial Avengers, Inc. manage?
Financial Avengers, Inc. reports $488.4 million in regulatory assets under management on its Form ADV.
How many employees does Financial Avengers, Inc. have?
Financial Avengers, Inc. reports 2 employees.
Where is Financial Avengers, Inc. located?
Financial Avengers, Inc. is based in Oakland, CA and has been SEC-registered since 2013.
Does Financial Avengers, Inc. disclose fund performance?
Financial Avengers, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 827 Broadway, Suite 210, Oakland, CA 94607 |
| Phone | (415) 773-2174 |
| Fax | (415) 773-2194 |
| Office hours | 9:00 a.m. To 6:00 p.m. |
| SEC region | San Francisco Regional Office (SFRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$488.4M▲ 13%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 49%
Larger than 51% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$488.4Mregulatory AUM
Discretionary $488.4M