Financial Concepts Unlimited, Inc.
● SEC registered since 2002CRD 118641SEC# 801-61345
Reg. AUM
$231.4M
Employees
3
Accounts
664
Location
—
Financial Concepts Unlimited, Inc. assets under management
Financial Concepts Unlimited, Inc. is an investment advisory firm registered with the SEC. The firm has been registered since 2002. It reports $231.4 million in regulatory assets under management and employs 3 people.
Financial Concepts Unlimited, Inc. owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| John Russell Taylor Control | Ceo, Chief Compliance Officer | Over 75% | 2011 |
Frequently asked questions
How much does Financial Concepts Unlimited, Inc. manage?
Financial Concepts Unlimited, Inc. reports $231.4 million in regulatory assets under management on its Form ADV.
How many employees does Financial Concepts Unlimited, Inc. have?
Financial Concepts Unlimited, Inc. reports 3 employees.
Does Financial Concepts Unlimited, Inc. disclose fund performance?
Financial Concepts Unlimited, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 866-444-5122 |
| Fax | 301-315-6343 |
| Office hours | 9:00a.m.-5:00p.m. |
| SEC region | Philadelphia Regional Office (PLRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$231.4M▲ 22%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 70%
Larger than 30% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$231.4Mregulatory AUM
Discretionary $231.4M