PPrivate Fund Data
CompaniesFundsPeopleRankingsScreener

Financial Counselors Inc

● SEC registered since 1995CRD 106398SEC# 801-48195Overland Park, KS
Export (members)
Reg. AUM
$1.47B
Employees
22
Accounts
715
Location
Overland Park, KS

Financial Counselors Inc assets under management

Financial Counselors Inc operates as an SEC-registered investment adviser based in Overland Park, KS. The firm has been registered since 1995. It reports $1.5 billion in regulatory assets under management and employs 22 people.

Financial Counselors Inc owners & executives

12 reported
NameTitleOwnershipSince
Alfred Carl HagemannDirectorUnder 5%2003
Amy Lyn SchaffSenior Vice President & Chief Compliance Officer, Secretary, Asst. TreasurerUnder 5%2010
Bradley Anthony Bergman ControlDirector, Chairman Of The BoardUnder 5%2011
See all 12 owners & executives — unlock the full record.
Join to unlock · $37/mo

Frequently asked questions

How much does Financial Counselors Inc manage?

Financial Counselors Inc reports $1.5 billion in regulatory assets under management on its Form ADV.

How many employees does Financial Counselors Inc have?

Financial Counselors Inc reports 22 employees.

Where is Financial Counselors Inc located?

Financial Counselors Inc is based in Overland Park, KS and has been SEC-registered since 1995.

Does Financial Counselors Inc disclose fund performance?

Financial Counselors Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address5901 College Boulevard, Suite 110, Overland Park, KS 66211
Phone913-663-0680
Office hours8:30 a.m. - 5:00 p.m.
SEC regionDenver Regional Office (DRO)
CIK949623
Discloses disciplinary historyNo

Regulatory AUM

$1.47B▼ 91%
Mar '25 — $17.03BApr '25 — $17.03BMay '25 — $17.03BJun '25 — $17.03BJul '25 — $17.03BAug '25 — $1.9BSep '25 — $1.9BOct '25 — $1.9BNov '25 — $1.9BDec '25 — $1.9BJan '26 — $1.9BFeb '26 — $1.9BMar '26 — $1.47BApr '26 — $1.47BMay '26 — $1.47BJun '26 — $1.47B
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 27%
Larger than 73% of 16,271 advisers
EmployeesTop 22%
More than 78% of 16,825 advisers

Assets under management

$1.47Bregulatory AUM
Discretionary $1.46BNon-discretionary $5.4M