Financial Decisions, LLC
● SEC registered since 1991CRD 107755SEC# 801-39858New York, NY
Reg. AUM
$327.7M
Employees
8
Accounts
512
Location
New York, NY
Financial Decisions, LLC assets under management
Financial Decisions, LLC is a registered investment adviser overseen by the SEC based in New York, NY. The firm has been registered since 1991. It reports $327.7 million in regulatory assets under management and employs 8 people.
Financial Decisions, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Florence Myriam Dupont Control | Partner/Chief Financial Planner | 50-75% | 2019 |
| Kenneth Gutwillig Control | Chief Compliance Officer/Partner/Chief Investment Officer | 50-75% | 2016 |
Frequently asked questions
How much does Financial Decisions, LLC manage?
Financial Decisions, LLC reports $327.7 million in regulatory assets under management on its Form ADV.
How many employees does Financial Decisions, LLC have?
Financial Decisions, LLC reports 8 employees.
Where is Financial Decisions, LLC located?
Financial Decisions, LLC is based in New York, NY and has been SEC-registered since 1991.
Does Financial Decisions, LLC disclose fund performance?
Financial Decisions, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 780 Third Avenue, 18th Floor, New York, NY 10017 |
| Phone | 212-920-3470 |
| Fax | 212-920-3488 |
| Office hours | 9a.m. To 5p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$327.7M▲ 2%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 60%
Larger than 40% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$327.7Mregulatory AUM
Discretionary $327.7MNon-discretionary $6K