Financial Designs Corporation
● SEC registered since 1995CRD 14829SEC# 801-49374Claremont, CA
Reg. AUM
$507.9M
Employees
6
Accounts
1,312
Location
Claremont, CA
Financial Designs Corporation assets under management
Financial Designs Corporation is an investment advisory firm registered with the SEC based in Claremont, CA. The firm has been registered since 1995. It reports $507.9 million in regulatory assets under management and employs 6 people.
Financial Designs Corporation owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Fdc Holdings Corporation Control | Shareholder | Over 75% | 2017 |
| Greg Alan Morton | Chief Compliance Officer/Director Of Finance | Under 5% | 2012 |
| Nino Gabriel Pavan | President | Under 5% | 1996 |
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Join to unlock · $37/moFrequently asked questions
How much does Financial Designs Corporation manage?
Financial Designs Corporation reports $507.9 million in regulatory assets under management on its Form ADV.
How many employees does Financial Designs Corporation have?
Financial Designs Corporation reports 6 employees.
Where is Financial Designs Corporation located?
Financial Designs Corporation is based in Claremont, CA and has been SEC-registered since 1995.
Does Financial Designs Corporation disclose fund performance?
Financial Designs Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 540 W. Baseline Rd, #10, Claremont, CA 91711-5805 |
| Phone | 909-626-1642 |
| Fax | 909-626-1529 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1561383 |
| Discloses disciplinary history | No |
Regulatory AUM
$507.9M▲ 12%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 48%
Larger than 52% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$507.9Mregulatory AUM
Discretionary $371.2MNon-discretionary $136.7M