Financial Directions LLC
● SEC registered since 1999CRD 108475SEC# 801-56919Tucson, AZ
Reg. AUM
$737.8M
Employees
3
Accounts
2,488
Location
Tucson, AZ
Financial Directions LLC assets under management
Financial Directions LLC is a registered investment adviser overseen by the SEC based in Tucson, AZ. The firm has been registered since 1999. It reports $737.8 million in regulatory assets under management and employs 3 people.
Financial Directions LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Mary Lee Cherba Control | Chief Compliance Officer | Under 5% | 2005 |
| Stanton William Spackeen Control | Sole Member | Over 75% | 2024 |
Frequently asked questions
How much does Financial Directions LLC manage?
Financial Directions LLC reports $737.8 million in regulatory assets under management on its Form ADV.
How many employees does Financial Directions LLC have?
Financial Directions LLC reports 3 employees.
Where is Financial Directions LLC located?
Financial Directions LLC is based in Tucson, AZ and has been SEC-registered since 1999.
Does Financial Directions LLC disclose fund performance?
Financial Directions LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1228 East Prince Road, Tucson, AZ 85719 |
| Phone | 520-408-7777 |
| Fax | 520-408-7770 |
| Office hours | 8:00 - 4:00 |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$737.8M▲ 10%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 39%
Larger than 61% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$737.8Mregulatory AUM
Discretionary $737.8M