Financial Focus LLC
● SEC registered since 2018CRD 282177SEC# 801-112408Carlsbad, CA
Reg. AUM
$800M
Employees
8
Accounts
1,308
Location
Carlsbad, CA
Financial Focus LLC assets under management
Financial Focus LLC is an investment advisory firm registered with the SEC based in Carlsbad, CA. The firm has been registered since 2018. It reports $800 million in regulatory assets under management and employs 8 people.
Financial Focus LLC owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Barbara Jessup Williams Control | Chief Compliance Officer | 25-50% | 2015 |
| Hovis-Williams, Inc. Control | Member | 25-50% | 2015 |
| Barbara Jessup Williams Control | Co-Owner | 50-75% | 2015 |
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Join to unlock · $37/moFrequently asked questions
How much does Financial Focus LLC manage?
Financial Focus LLC reports $800 million in regulatory assets under management on its Form ADV.
How many employees does Financial Focus LLC have?
Financial Focus LLC reports 8 employees.
Where is Financial Focus LLC located?
Financial Focus LLC is based in Carlsbad, CA and has been SEC-registered since 2018.
Does Financial Focus LLC disclose fund performance?
Financial Focus LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1925 Palomar Oaks Way, #107, Carlsbad, CA 92008 |
| Phone | 760-431-3040 |
| Fax | 760-931-5719 |
| Office hours | 8-5 |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$800M▲ 16%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 37%
Larger than 63% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$800Mregulatory AUM
Discretionary $800M