Financial Legacy Management, Inc.
● SEC registered since 2024CRD 136348SEC# 801-131149Little Rock, AR
Reg. AUM
$153.1M
Employees
2
Accounts
771
Location
Little Rock, AR
About Financial Legacy Management
Financial Legacy Management is a fee-only firm providing investment management and financial planning with compensation solely from clients. It emphasizes unbiased advice and aligning the firm's success with client outcomes.
Summary based on the firm’s website.
Financial Legacy Management, Inc. assets under management
Financial Legacy Management, Inc. is an SEC-registered investment adviser based in Little Rock, AR. The firm has been registered since 2024. It reports $153.1 million in regulatory assets under management and employs 2 people.
Financial Legacy Management, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alvin Rogers Control | Cfo | 50-75% | 2011 |
| John Wayne Kelley Control | Ceo/ Chief Compliance Officer | 50-75% | 2005 |
Frequently asked questions
How much does Financial Legacy Management, Inc. manage?
Financial Legacy Management, Inc. reports $153.1 million in regulatory assets under management on its Form ADV.
How many employees does Financial Legacy Management, Inc. have?
Financial Legacy Management, Inc. reports 2 employees.
Where is Financial Legacy Management, Inc. located?
Financial Legacy Management, Inc. is based in Little Rock, AR and has been SEC-registered since 2024.
Does Financial Legacy Management, Inc. disclose fund performance?
Financial Legacy Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 13 Office Park Drive, Little Rock, AR 72211 |
| Phone | 501-224-7526 |
| Fax | 501-325-4309 |
| Office hours | 9a.m.-5p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$153.1M▲ 13%
Mar '25Form ADV, monthlySep '26
How this firm compares
Regulatory AUMTop 83%
Larger than 17% of 16,369 advisers
EmployeesTop 86%
More than 14% of 16,804 advisers
Assets under management
$153.1Mregulatory AUM
Discretionary $153.1M