Financial Legacy Management, Inc.
● SEC registered since 2024CRD 136348SEC# 801-131149Little Rock, AR
Reg. AUM
$155M
Employees
2
Accounts
715
Location
Little Rock, AR
Financial Legacy Management, Inc. assets under management
Financial Legacy Management, Inc. is an SEC-registered investment adviser based in Little Rock, AR. The firm has been registered since 2024. It reports $155 million in regulatory assets under management and employs 2 people.
Financial Legacy Management, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alvin Rogers Control | Cfo | 50-75% | 2011 |
| John Wayne Kelley Control | Ceo/ Chief Compliance Officer | 50-75% | 2005 |
Frequently asked questions
How much does Financial Legacy Management, Inc. manage?
Financial Legacy Management, Inc. reports $155 million in regulatory assets under management on its Form ADV.
How many employees does Financial Legacy Management, Inc. have?
Financial Legacy Management, Inc. reports 2 employees.
Where is Financial Legacy Management, Inc. located?
Financial Legacy Management, Inc. is based in Little Rock, AR and has been SEC-registered since 2024.
Does Financial Legacy Management, Inc. disclose fund performance?
Financial Legacy Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 13 Office Park Drive, Little Rock, AR 72211 |
| Phone | 501-224-7526 |
| Fax | 501-325-4309 |
| Office hours | 9a.m.-5p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$155M▲ 15%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 82%
Larger than 18% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$155Mregulatory AUM
Discretionary $155M