Financial Management, Inc.
● SEC registered since 2022CRD 108350SEC# 801-126707Little Rock, AR
Reg. AUM
$224.5M
Employees
6
Accounts
392
Location
Little Rock, AR
Financial Management, Inc. assets under management
Financial Management, Inc. operates as an SEC-registered investment adviser based in Little Rock, AR. The firm has been registered since 2022. It reports $224.5 million in regulatory assets under management and employs 6 people.
Financial Management, Inc. owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Crews Core Holding Company Control | Shareholder | Over 75% | 2022 |
| Harold Franklin Grubbs Control | President | Under 5% | 1986 |
| James John Stockton Control | Chief Investment Officer | Under 5% | 2026 |
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Join to unlock · $37/moFrequently asked questions
How much does Financial Management, Inc. manage?
Financial Management, Inc. reports $224.5 million in regulatory assets under management on its Form ADV.
How many employees does Financial Management, Inc. have?
Financial Management, Inc. reports 6 employees.
Where is Financial Management, Inc. located?
Financial Management, Inc. is based in Little Rock, AR and has been SEC-registered since 2022.
Does Financial Management, Inc. disclose fund performance?
Financial Management, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4007 N. Rodney Parham Road, Little Rock, AR 72212 |
| Phone | 501-227-7400 |
| Fax | 501-227-9422 |
| Office hours | 8:00 a.m. To 4:30 p.m. |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$224.5M▲ 90%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 71%
Larger than 29% of 16,271 advisers
EmployeesTop 56%
More than 44% of 16,825 advisers
Assets under management
$224.5Mregulatory AUM
Discretionary $223.9MNon-discretionary $593K