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Financial Management Strategies, Inc.

● SEC registered since 2006CRD 120818SEC# 801-66641Broadview Hts., OH
Export (members)
Reg. AUM
$714.2M
Employees
23
Accounts
1,895
Location
Broadview Hts., OH

Financial Management Strategies, Inc. assets under management

Financial Management Strategies, Inc. operates as an SEC-registered investment adviser based in Broadview Hts., OH. The firm has been registered since 2006. It reports $714.2 million in regulatory assets under management and employs 23 people.

Financial Management Strategies, Inc. owners & executives

8 reported
NameTitleOwnershipSince
Austin John LindenInvestment Adviser Representative5-10%2024
Carl Joseph CamilloInvestment Adviser Representative5-10%2024
Charles Brian ElliottVice President - Portfolio Management & Financial Planning10-25%2011
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Frequently asked questions

How much does Financial Management Strategies, Inc. manage?

Financial Management Strategies, Inc. reports $714.2 million in regulatory assets under management on its Form ADV.

How many employees does Financial Management Strategies, Inc. have?

Financial Management Strategies, Inc. reports 23 employees.

Where is Financial Management Strategies, Inc. located?

Financial Management Strategies, Inc. is based in Broadview Hts., OH and has been SEC-registered since 2006.

Does Financial Management Strategies, Inc. disclose fund performance?

Financial Management Strategies, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.

Contact & registration

Address9200 South Hills Blvd., Suite 310, Broadview Hts., OH 44147
Phone216-642-1099
Fax216-642-1186
Office hours8:30 a.m. - 5:00 p.m.
SEC regionChicago Regional Office (CHRO)
Discloses disciplinary historyYes

Regulatory AUM

$714.2M▲ 15%
Mar '25 — $619.5MApr '25 — $619.5MMay '25 — $619.5MJun '25 — $619.5MJul '25 — $619.5MAug '25 — $619.5MSep '25 — $619.5MOct '25 — $619.5MNov '25 — $619.5MDec '25 — $619.5MJan '26 — $619.5MFeb '26 — $619.5MMar '26 — $714.2MApr '26 — $714.2MMay '26 — $714.2MJun '26 — $714.2M
Mar '25Form ADV, monthlyJun '26

How this firm compares

Regulatory AUMTop 40%
Larger than 60% of 16,271 advisers
EmployeesTop 22%
More than 78% of 16,825 advisers

Assets under management

$714.2Mregulatory AUM
Discretionary $586MNon-discretionary $128.2M