Financial Management Strategies, Inc.
● SEC registered since 2006CRD 120818SEC# 801-66641Broadview Hts., OH
Reg. AUM
$714.2M
Employees
23
Accounts
1,895
Location
Broadview Hts., OH
Financial Management Strategies, Inc. assets under management
Financial Management Strategies, Inc. operates as an SEC-registered investment adviser based in Broadview Hts., OH. The firm has been registered since 2006. It reports $714.2 million in regulatory assets under management and employs 23 people.
Financial Management Strategies, Inc. owners & executives
8 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Austin John Linden | Investment Adviser Representative | 5-10% | 2024 |
| Carl Joseph Camillo | Investment Adviser Representative | 5-10% | 2024 |
| Charles Brian Elliott | Vice President - Portfolio Management & Financial Planning | 10-25% | 2011 |
| Daniel Joseph Lane | Investment Advisor Representitive | 5-10% | 2024 |
| Geoffrey Francis Novack | Investment Adviser Representative | 5-10% | 2024 |
| Jeffrey Charles Knox Control | President | 50-75% | 1999 |
| Jennifer Lynn Soltis | Chief Compliance Officer | Under 5% | 2016 |
| Victoria Louise Ellinger | Investment Adviser Representative | 5-10% | 2024 |
Frequently asked questions
How much does Financial Management Strategies, Inc. manage?
Financial Management Strategies, Inc. reports $714.2 million in regulatory assets under management on its Form ADV.
How many employees does Financial Management Strategies, Inc. have?
Financial Management Strategies, Inc. reports 23 employees.
Where is Financial Management Strategies, Inc. located?
Financial Management Strategies, Inc. is based in Broadview Hts., OH and has been SEC-registered since 2006.
Does Financial Management Strategies, Inc. disclose fund performance?
Financial Management Strategies, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 9200 South Hills Blvd., Suite 310, Broadview Hts., OH 44147 |
| Phone | 216-642-1099 |
| Fax | 216-642-1186 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$714.2M▲ 15%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 40%
Larger than 60% of 16,306 advisers
EmployeesTop 22%
More than 78% of 16,824 advisers
Assets under management
$714.2Mregulatory AUM
Discretionary $586MNon-discretionary $128.2M