Financial Planning Services, Inc.
● SEC registered since 2020CRD 311146SEC# 801-119824Fort Lauderdale, FL
Reg. AUM
$20M
Employees
2
Accounts
22
Location
Fort Lauderdale, FL
Financial Planning Services, Inc. assets under management
Financial Planning Services, Inc. operates as an SEC-registered investment adviser based in Fort Lauderdale, FL. The firm has been registered since 2020. It reports $20 million in regulatory assets under management and employs 2 people.
Financial Planning Services, Inc. owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Kathleen Marie Pratt | Chief Compliance Officer | Under 5% | 2024 |
| Kelly Gene Burke Control | Ceo | Over 75% | 2020 |
Frequently asked questions
How much does Financial Planning Services, Inc. manage?
Financial Planning Services, Inc. reports $20 million in regulatory assets under management on its Form ADV.
How many employees does Financial Planning Services, Inc. have?
Financial Planning Services, Inc. reports 2 employees.
Where is Financial Planning Services, Inc. located?
Financial Planning Services, Inc. is based in Fort Lauderdale, FL and has been SEC-registered since 2020.
Does Financial Planning Services, Inc. disclose fund performance?
Financial Planning Services, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 2400 East Commercial Boulevard, Suite 706, Fort Lauderdale, FL 33308 |
| Phone | 954-526-8339 |
| Fax | 754-551-2668 |
| Office hours | 9:00 a.m. To 5:00 p.m. |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$20M▼ 86%
Apr '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 98%
Larger than 2% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$20Mregulatory AUM
Discretionary $20M