Financial Plans & Strategies, Inc.
● SEC registered since 2016CRD 123793SEC# 801-107206Greenwood, IN
Reg. AUM
$610.6M
Employees
12
Accounts
1,081
Location
Greenwood, IN
Financial Plans & Strategies, Inc. assets under management
Financial Plans & Strategies, Inc. is an investment advisory firm registered with the SEC based in Greenwood, IN. The firm has been registered since 2016. It reports $610.6 million in regulatory assets under management and employs 12 people.
Financial Plans & Strategies, Inc. owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bauer W Schmeltz | Member | 25-50% | 2020 |
| Lara Karmel Desotel Control | Chief Compliance Officer | 10-25% | 2017 |
| Maggie Lynn Meiners | Coo | 50-75% | 2017 |
Frequently asked questions
How much does Financial Plans & Strategies, Inc. manage?
Financial Plans & Strategies, Inc. reports $610.6 million in regulatory assets under management on its Form ADV.
How many employees does Financial Plans & Strategies, Inc. have?
Financial Plans & Strategies, Inc. reports 12 employees.
Where is Financial Plans & Strategies, Inc. located?
Financial Plans & Strategies, Inc. is based in Greenwood, IN and has been SEC-registered since 2016.
Does Financial Plans & Strategies, Inc. disclose fund performance?
Financial Plans & Strategies, Inc. is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 375 N. Madison Avenue, Greenwood, IN 46142-3636 |
| Phone | 317-882-7675 |
| Fax | 317-882-5981 |
| Office hours | 8:15 a.m. - 4:15 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$610.6M▲ 11%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 43%
Larger than 57% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$610.6Mregulatory AUM
Discretionary $601.4MNon-discretionary $9.2M