Financially Speaking Inc
● SEC registered since 1991CRD 106255SEC# 801-38948Greenwood Village, CO
Reg. AUM
$164.8M
Employees
5
Accounts
595
Location
Greenwood Village, CO
Financially Speaking Inc assets under management
Financially Speaking Inc is a registered investment adviser overseen by the SEC based in Greenwood Village, CO. The firm has been registered since 1991. It reports $164.8 million in regulatory assets under management and employs 5 people.
Financially Speaking Inc owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel James Luccock | Principal | 10-25% | 2008 |
| Philip Henry Luccock Control | President/Chief Compliance Officer | Over 75% | 1991 |
| Stacy Luccock Myers Control | Principal/Chief Financial Officer | 10-25% | 2004 |
Frequently asked questions
How much does Financially Speaking Inc manage?
Financially Speaking Inc reports $164.8 million in regulatory assets under management on its Form ADV.
How many employees does Financially Speaking Inc have?
Financially Speaking Inc reports 5 employees.
Where is Financially Speaking Inc located?
Financially Speaking Inc is based in Greenwood Village, CO and has been SEC-registered since 1991.
Does Financially Speaking Inc disclose fund performance?
Financially Speaking Inc is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5889 Greenwood Plaza Blvd, Suite 400, Greenwood Village, CO 80111 |
| Phone | 303-290-0702 |
| Fax | 303-290-6581 |
| Office hours | 8:30a.m.-4:30p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$164.8M▲ 5%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 81%
Larger than 19% of 16,271 advisers
EmployeesTop 62%
More than 38% of 16,825 advisers
Assets under management
$164.8Mregulatory AUM
Discretionary $160.3MNon-discretionary $4.4M