Finiat, LLC
● SEC registered since 2024CRD 329094SEC# 801-129206Mount Dora, FL
Reg. AUM
$25.6M
Employees
7
Accounts
1
Location
Mount Dora, FL
Finiat, LLC assets under management
Finiat, LLC operates as an SEC-registered investment adviser based in Mount Dora, FL. The firm has been registered since 2024. It reports $25.6 million in regulatory assets under management and employs 7 people.
Finiat, LLC owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jorge Eduardo Ascencio | Chief Compliance Officer | Under 5% | 2026 |
| Robert L Bandy Control | Managing Member/Chief Executive Officer/Chief Investment Officer | Over 75% | 2018 |
| Roman Cole Bandy Control | Chief Operating Officer | Under 5% | 2024 |
Frequently asked questions
How much does Finiat, LLC manage?
Finiat, LLC reports $25.6 million in regulatory assets under management on its Form ADV.
How many employees does Finiat, LLC have?
Finiat, LLC reports 7 employees.
Where is Finiat, LLC located?
Finiat, LLC is based in Mount Dora, FL and has been SEC-registered since 2024.
Does Finiat, LLC disclose fund performance?
Finiat, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 808 North Donnelly St., Mount Dora, FL 32757 |
| Phone | 352-729-2739 |
| Office hours | 9a.m. - 5 p.m. Et |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$25.6MNo change
Mar '26Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 98%
Larger than 2% of 16,271 advisers
EmployeesTop 51%
More than 49% of 16,825 advisers
Assets under management
$25.6Mregulatory AUM
Discretionary $0Non-discretionary $25.6M