Finley Financial, LLC
● SEC registered since 2017CRD 131442SEC# 801-110657Las Vegas, NV
Reg. AUM
$259.8M
Employees
1
Accounts
290
Location
Las Vegas, NV
Finley Financial, LLC assets under management
Finley Financial, LLC operates as an SEC-registered investment adviser based in Las Vegas, NV. The firm has been registered since 2017. It reports $259.8 million in regulatory assets under management and employs 1 people.
Finley Financial, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jason Donald Finley Control | Chief Compliance Officer/Member | Over 75% | 2004 |
| Laura Marie Finley | Minority Owner | 10-25% | 2024 |
Frequently asked questions
How much does Finley Financial, LLC manage?
Finley Financial, LLC reports $259.8 million in regulatory assets under management on its Form ADV.
How many employees does Finley Financial, LLC have?
Finley Financial, LLC reports 1 employees.
Where is Finley Financial, LLC located?
Finley Financial, LLC is based in Las Vegas, NV and has been SEC-registered since 2017.
Does Finley Financial, LLC disclose fund performance?
Finley Financial, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 11421 Rain Canyon Ave, 102, Las Vegas, NV 89135 |
| Phone | 503-474-3535 |
| Office hours | By Appointment |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$259.8M▲ 28%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 67%
Larger than 33% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$259.8Mregulatory AUM
Discretionary $259.8M