First Kentucky Securities Corporation
● SEC registered since 2007CRD 7524SEC# 801-67742Louisville, KY
Reg. AUM
$566M
Employees
19
Accounts
1,530
Location
Louisville, KY
First Kentucky Securities Corporation assets under management
First Kentucky Securities Corporation is an SEC-registered investment adviser based in Louisville, KY. The firm has been registered since 2007. It reports $566 million in regulatory assets under management and employs 19 people.
First Kentucky Securities Corporation owners & executives
10 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Ann Marie Nicholson Control | Cco | Under 5% | 2015 |
| Christina Jones Harrison | Vice President/ Shareholder | Under 5% | 2001 |
| Frederick Jennings Kramer | Registered Representative | Under 5% | 2016 |
See all 10 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does First Kentucky Securities Corporation manage?
First Kentucky Securities Corporation reports $566 million in regulatory assets under management on its Form ADV.
How many employees does First Kentucky Securities Corporation have?
First Kentucky Securities Corporation reports 19 employees.
Where is First Kentucky Securities Corporation located?
First Kentucky Securities Corporation is based in Louisville, KY and has been SEC-registered since 2007.
Does First Kentucky Securities Corporation disclose fund performance?
First Kentucky Securities Corporation is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4360 Brownsboro Road, Suite 300, Louisville, KY 40207 |
| Phone | 502-893-7288 |
| Fax | 502-893-1626 |
| Office hours | 9:00a.m.-5:00p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | Yes |
Regulatory AUM
$566MNo change
Dec '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 45%
Larger than 55% of 16,271 advisers
EmployeesTop 25%
More than 75% of 16,825 advisers
Assets under management
$566Mregulatory AUM
Discretionary $282.3MNon-discretionary $283.7M