First Trust Advisors LP
● SEC registered since 1991CRD 107027SEC# 801-39950Wheaton, IL
Ranks #49 of 6,004 private fund managers by regulatory AUM.
Reg. AUM
$309.24B
Fund GAV
$53M
Private funds
1
Employees
542
Accounts
6,316
Location
Wheaton, IL
First Trust Advisors LP assets under management
First Trust Advisors LP is a registered investment adviser overseen by the SEC based in Wheaton, IL. The firm has been registered since 1991. It reports $309.2 billion in regulatory assets under management and employs 542 people. First Trust Advisors LP manages 1 private fund with combined gross assets of $53 million, including Ftis Enhanced Liquid Income Master Fund, LP. By regulatory assets, it ranks 49 of 6,004 private fund managers.
First Trust Advisors LP private funds
1 funds · $53M GAV| Fund | Type | Gross assets | Min. |
|---|---|---|---|
| Ftis Enhanced Liquid Income Master Fund, LP | Hedge | $53M | $250K |
First Trust Advisors LP owners & executives
14 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Andrew Scott Roggensack Control | President | Under 5% | 2010 |
| Daniel Joel Lindquist Control | Managing Director | Under 5% | 2012 |
| David Gerard McGarel Control | Managing Director/Chief Investment Officer | Under 5% | 2012 |
See all 14 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does First Trust Advisors LP manage?
First Trust Advisors LP reports $309.2 billion in regulatory assets under management on its Form ADV.
How many private funds does First Trust Advisors LP manage?
First Trust Advisors LP manages 1 private funds with combined gross assets of $53 million.
How many employees does First Trust Advisors LP have?
First Trust Advisors LP reports 542 employees.
Where is First Trust Advisors LP located?
First Trust Advisors LP is based in Wheaton, IL and has been SEC-registered since 1991.
Does First Trust Advisors LP disclose fund performance?
First Trust Advisors LP is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 120 E. Liberty Drive, Suite 400, Wheaton, IL 60187 |
| Phone | 630-765-8000 |
| Office hours | 7:45a.m. - 4:15p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| CIK | 1125816 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$309.24B▲ 1206326%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 1%
Larger than 99% of 16,271 advisers
AUM vs fund managersTop 1%
Larger than 99% of 6,004 private-fund managers
Number of fundsTop 76%
More funds than 24% of fund managers
EmployeesTop 2%
More than 98% of 16,825 advisers
Assets under management
$309.24Bregulatory AUM
Discretionary $232.69BNon-discretionary $76.55B