Flaherty & Crumrine Incorporated
● SEC registered since 1983CRD 105499SEC# 801-19384Pasadena, CA
Reg. AUM
$4.15B
Employees
14
Accounts
16
Location
Pasadena, CA
Flaherty & Crumrine Incorporated assets under management
Flaherty & Crumrine Incorporated is a registered investment adviser overseen by the SEC based in Pasadena, CA. The firm has been registered since 1983. It reports $4.1 billion in regulatory assets under management and employs 14 people.
Flaherty & Crumrine Incorporated owners & executives
3 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Bradford Sydenham Stone Control | Executive Vice President, Chief Financial Officer & Director And Shareholder | 25-50% | 2014 |
| Chad Christopher Conwell Control | Executive Vice President, Chief Legal Officer, Chief Compliance Officer & Director And Shareholder | 25-50% | 2014 |
| Robert Eric Chadwick Control | President & Director And Shareholder | 25-50% | 2014 |
Frequently asked questions
How much does Flaherty & Crumrine Incorporated manage?
Flaherty & Crumrine Incorporated reports $4.1 billion in regulatory assets under management on its Form ADV.
How many employees does Flaherty & Crumrine Incorporated have?
Flaherty & Crumrine Incorporated reports 14 employees.
Where is Flaherty & Crumrine Incorporated located?
Flaherty & Crumrine Incorporated is based in Pasadena, CA and has been SEC-registered since 1983.
Does Flaherty & Crumrine Incorporated disclose fund performance?
Flaherty & Crumrine Incorporated is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 301 E Colorado Blvd, Suite 800, Pasadena, CA 91101-1911 |
| Phone | 626-795-7300 |
| Office hours | 8:30a.m. To 5:00p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$4.15B▲ 2%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 15%
Larger than 85% of 16,271 advisers
EmployeesTop 32%
More than 68% of 16,825 advisers
Assets under management
$4.15Bregulatory AUM
Discretionary $4.15B