Florian Financial Group LLC
● SEC registered since 2007CRD 123869SEC# 801-67944Williamsville, NY
Reg. AUM
$215M
Employees
8
Accounts
957
Location
Williamsville, NY
Florian Financial Group LLC assets under management
Florian Financial Group LLC is an investment advisory firm registered with the SEC based in Williamsville, NY. The firm has been registered since 2007. It reports $215 million in regulatory assets under management and employs 8 people.
Florian Financial Group LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Robert Michael Florian Control | Member | Over 75% | 2004 |
| Sarah E. Gruszka Control | Chief Compliance Officer | Under 5% | 2007 |
Frequently asked questions
How much does Florian Financial Group LLC manage?
Florian Financial Group LLC reports $215 million in regulatory assets under management on its Form ADV.
How many employees does Florian Financial Group LLC have?
Florian Financial Group LLC reports 8 employees.
Where is Florian Financial Group LLC located?
Florian Financial Group LLC is based in Williamsville, NY and has been SEC-registered since 2007.
Does Florian Financial Group LLC disclose fund performance?
Florian Financial Group LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1825 Maple Road, Suite 240, Williamsville, NY 14221 |
| Phone | 716-810-9590 |
| Fax | 716-810-9592 |
| Office hours | 8:30 a.m. - 5:00 p.m. |
| SEC region | New York Regional Office (NYRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$215M▲ 42%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 72%
Larger than 28% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$215Mregulatory AUM
Discretionary $215M