Fmb Retirement Services
● SEC registered since 2012CRD 164571SEC# 801-76839Westlake Village, CA
Reg. AUM
$146.2M
Employees
12
Accounts
85
Location
Westlake Village, CA
Fmb Retirement Services assets under management
Fmb Retirement Services is a registered investment adviser overseen by the SEC based in Westlake Village, CA. The firm has been registered since 2012. It reports $146.2 million in regulatory assets under management and employs 12 people.
Fmb Retirement Services owners & executives
4 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| David Ray Howerton | Chief Compliance Officer, Chief Operations Officer | Under 5% | 2018 |
| Debra Annette Fields Control | President, Cfo, Partner | 50-75% | 2012 |
| Grant E Blindbury | Director | 10-25% | 2013 |
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Join to unlock · $37/moFrequently asked questions
How much does Fmb Retirement Services manage?
Fmb Retirement Services reports $146.2 million in regulatory assets under management on its Form ADV.
How many employees does Fmb Retirement Services have?
Fmb Retirement Services reports 12 employees.
Where is Fmb Retirement Services located?
Fmb Retirement Services is based in Westlake Village, CA and has been SEC-registered since 2012.
Does Fmb Retirement Services disclose fund performance?
Fmb Retirement Services is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 100 N. Westlake Blvd. #201, Westlake Village, CA 91362 |
| Phone | 805-446-4494 |
| Fax | 805-446-4499 |
| Office hours | 8 a.m. - 5 p.m. |
| SEC region | Los Angeles Regional Office (LARO) |
| Discloses disciplinary history | No |
Regulatory AUM
$146.2M▲ 8%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 84%
Larger than 16% of 16,271 advisers
EmployeesTop 35%
More than 65% of 16,825 advisers
Assets under management
$146.2Mregulatory AUM
Discretionary $146.2M