Focus 401 (k) Group, LLC
● SEC registered since 2014CRD 172217SEC# 801-80065Addison, TX
Reg. AUM
$169.9M
Employees
2
Accounts
27
Location
Addison, TX
Focus 401 (k) Group, LLC assets under management
Focus 401 (k) Group, LLC is an investment advisory firm registered with the SEC based in Addison, TX. The firm has been registered since 2014. It reports $169.9 million in regulatory assets under management and employs 2 people.
Focus 401 (k) Group, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Michael Jay Rubenstein Control | Member | 50-75% | 2014 |
| Phillip Russell Powers Control | Chief Compliance Officer/Member | 50-75% | 2014 |
Frequently asked questions
How much does Focus 401 (k) Group, LLC manage?
Focus 401 (k) Group, LLC reports $169.9 million in regulatory assets under management on its Form ADV.
How many employees does Focus 401 (k) Group, LLC have?
Focus 401 (k) Group, LLC reports 2 employees.
Where is Focus 401 (k) Group, LLC located?
Focus 401 (k) Group, LLC is based in Addison, TX and has been SEC-registered since 2014.
Does Focus 401 (k) Group, LLC disclose fund performance?
Focus 401 (k) Group, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 16415 Addison Road, Suite 312, Addison, TX 75001 |
| Phone | 214-373-4113 |
| Fax | 214-373-4255 |
| Office hours | 8-5 |
| SEC region | Fort Worth Regional Office (FWRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$169.9M▲ 70%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 80%
Larger than 20% of 16,271 advisers
EmployeesTop 86%
More than 14% of 16,825 advisers
Assets under management
$169.9Mregulatory AUM
Discretionary $169.9M