Focused Alpha, LLC
● SEC registered since 2021CRD 310591SEC# 801-121367Greenwood Village, CO
Reg. AUM
$663.9M
Employees
8
Accounts
1,514
Location
Greenwood Village, CO
Focused Alpha, LLC assets under management
Focused Alpha, LLC is a registered investment adviser overseen by the SEC based in Greenwood Village, CO. The firm has been registered since 2021. It reports $663.9 million in regulatory assets under management and employs 8 people.
Focused Alpha, LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Daniel I Barotz Control | Managing Member | Over 75% | 2020 |
| Gery Joseph Sadzewicz | Chief Compliance Officer | Under 5% | 2020 |
Frequently asked questions
How much does Focused Alpha, LLC manage?
Focused Alpha, LLC reports $663.9 million in regulatory assets under management on its Form ADV.
How many employees does Focused Alpha, LLC have?
Focused Alpha, LLC reports 8 employees.
Where is Focused Alpha, LLC located?
Focused Alpha, LLC is based in Greenwood Village, CO and has been SEC-registered since 2021.
Does Focused Alpha, LLC disclose fund performance?
Focused Alpha, LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 5680 Greenwood Plaza Blvd, Suite 120, Greenwood Village, CO 80111 |
| Phone | 303-529-5100 |
| Office hours | 8a.m. - 5p.m. |
| SEC region | Denver Regional Office (DRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$663.9M▲ 18%
Mar '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 41%
Larger than 59% of 16,271 advisers
EmployeesTop 47%
More than 53% of 16,825 advisers
Assets under management
$663.9Mregulatory AUM
Discretionary $650.2MNon-discretionary $13.7M