Formulate Financial LLC
● SEC registered since 2024CRD 331026SEC# 801-130229
Reg. AUM
$229.4M
Employees
1
Accounts
104
Location
—
Formulate Financial LLC assets under management
Formulate Financial LLC operates as an SEC-registered investment adviser. The firm has been registered since 2024. It reports $229.4 million in regulatory assets under management and employs 1 people.
Formulate Financial LLC owners & executives
1 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Michael Herbert Rosenthal Control | Owner And Chief Compliance Officer | Over 75% | 2024 |
Frequently asked questions
How much does Formulate Financial LLC manage?
Formulate Financial LLC reports $229.4 million in regulatory assets under management on its Form ADV.
How many employees does Formulate Financial LLC have?
Formulate Financial LLC reports 1 employees.
Does Formulate Financial LLC disclose fund performance?
Formulate Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Phone | 5612690330 |
| Office hours | 9-5 |
| SEC region | Miami Regional Office (MIRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$229.4M▲ 8%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 70%
Larger than 30% of 16,271 advisers
EmployeesTop 94%
More than 6% of 16,825 advisers
Assets under management
$229.4Mregulatory AUM
Discretionary $229.4M