Forness Financial LLC
● SEC registered since 2018CRD 172473SEC# 801-112637Needham, MA
Reg. AUM
$202.8M
Employees
3
Accounts
680
Location
Needham, MA
Forness Financial LLC assets under management
Forness Financial LLC is an investment advisory firm registered with the SEC based in Needham, MA. The firm has been registered since 2018. It reports $202.8 million in regulatory assets under management and employs 3 people.
Forness Financial LLC owners & executives
2 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Norman Anthony Forness Control | Managing Principal | 50-75% | 2014 |
| Ryan Charles Forness Control | Managing Principal And Chief Compliance Officer | 50-75% | 2014 |
Frequently asked questions
How much does Forness Financial LLC manage?
Forness Financial LLC reports $202.8 million in regulatory assets under management on its Form ADV.
How many employees does Forness Financial LLC have?
Forness Financial LLC reports 3 employees.
Where is Forness Financial LLC located?
Forness Financial LLC is based in Needham, MA and has been SEC-registered since 2018.
Does Forness Financial LLC disclose fund performance?
Forness Financial LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 105 Chestnut Street, Suite 37, Needham, MA 02492 |
| Phone | (781) 400-2604 |
| Office hours | 9:00a.m. To 5:00p.m. |
| SEC region | Boston Regional Office (BRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$202.8M▲ 15%
Jan '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 74%
Larger than 26% of 16,271 advisers
EmployeesTop 77%
More than 23% of 16,825 advisers
Assets under management
$202.8Mregulatory AUM
Discretionary $202.8M