Forum Financial Management, LP
● SEC registered since 2009CRD 145706SEC# 801-69970Lombard, IL
Reg. AUM
$8.69B
Employees
143
Accounts
19,838
Location
Lombard, IL
Forum Financial Management, LP assets under management
Forum Financial Management, LP operates as an SEC-registered investment adviser based in Lombard, IL. The firm has been registered since 2009. It reports $8.7 billion in regulatory assets under management and employs 143 people.
Forum Financial Management, LP owners & executives
21 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Alfred Andrew Marwede Declaration of Trust Dated November 30, 2018 Control | Limited Partner | 5-10% | 2012 |
| Allison Elizabeth Tronnes Control | Chief Compliance Officer | Under 5% | 2019 |
| David C. McLellan Trust Dated November 12, 2003 Control | Limited Partner | 5-10% | 2022 |
See all 21 owners & executives — unlock the full record.
Join to unlock · $37/moFrequently asked questions
How much does Forum Financial Management, LP manage?
Forum Financial Management, LP reports $8.7 billion in regulatory assets under management on its Form ADV.
How many employees does Forum Financial Management, LP have?
Forum Financial Management, LP reports 143 employees.
Where is Forum Financial Management, LP located?
Forum Financial Management, LP is based in Lombard, IL and has been SEC-registered since 2009.
Does Forum Financial Management, LP disclose fund performance?
Forum Financial Management, LP is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 1900 South Highland Avenue, Suite 100, Lombard, IL 60148 |
| Phone | (630) 873-8520 |
| Fax | (630) 873-8536 |
| Office hours | 9:00 a.m. - 5:00 p.m. |
| SEC region | Chicago Regional Office (CHRO) |
| Discloses disciplinary history | No |
Regulatory AUM
$8.69B▲ 2%
Feb '25Form ADV, monthlyJun '26
How this firm compares
Regulatory AUMTop 9%
Larger than 91% of 16,271 advisers
EmployeesTop 5%
More than 95% of 16,825 advisers
Assets under management
$8.69Bregulatory AUM
Discretionary $8.69B