Foundations Investment Advisors LLC
● SEC registered since 2015CRD 175083SEC# 801-100512Phoenix, AZ
Reg. AUM
$10.1B
Employees
353
Accounts
63,604
Location
Phoenix, AZ
Foundations Investment Advisors LLC assets under management
Foundations Investment Advisors LLC is a registered investment adviser overseen by the SEC based in Phoenix, AZ. The firm has been registered since 2015. It reports $10.1 billion in regulatory assets under management and employs 353 people.
Foundations Investment Advisors LLC owners & executives
7 reported| Name | Title | Ownership | Since |
|---|---|---|---|
| Jarrod Dale Florence Control | President | Under 5% | 2022 |
| Joshua Ryan Cooksey Control | Coo | Under 5% | 2025 |
| Kyle Michael Mann Control | Ceo | Under 5% | 2025 |
| Kyle Michael Mann | Chief Financial Officer | Under 5% | 2018 |
| Marc James Pugsley | Chief Compliance Officer | Under 5% | 2024 |
| The Bryon and Kirsten Rice Revocable Trust Dtd April 15, 2013 Control | Owner | Over 75% | 2015 |
| Bryon E. Rice Control | Trustee/Owner | Over 75% | 2015 |
Frequently asked questions
How much does Foundations Investment Advisors LLC manage?
Foundations Investment Advisors LLC reports $10.1 billion in regulatory assets under management on its Form ADV.
How many employees does Foundations Investment Advisors LLC have?
Foundations Investment Advisors LLC reports 353 employees.
Where is Foundations Investment Advisors LLC located?
Foundations Investment Advisors LLC is based in Phoenix, AZ and has been SEC-registered since 2015.
Does Foundations Investment Advisors LLC disclose fund performance?
Foundations Investment Advisors LLC is not required to publicly disclose fund returns. Form ADV filings include assets, ownership, and service providers, shown above.
Contact & registration
| Address | 4050 E. Cotton Center Blvd., Suite 40, Phoenix, AZ 85040 |
| Phone | 480-626-2979 |
| Office hours | 9-5 |
| SEC region | Los Angeles Regional Office (LARO) |
| CIK | 1743404 |
| Discloses disciplinary history | Yes |
Regulatory AUM
$10.1B▲ 41%
Mar '25Form ADV, monthlyJul '26
How this firm compares
Regulatory AUMTop 8%
Larger than 92% of 16,306 advisers
EmployeesTop 2%
More than 98% of 16,824 advisers
Assets under management
$10.1Bregulatory AUM
Discretionary $10.1B